SEC Form 4 · accession 0000899243-18-007178
FIDUS INVESTMENT Corp · FDUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shelby E Sherard
Officer — See Remarks
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2018 | P | 1,314 | $12.75 | A | 11,749 | D | |
| Common Stock | Mar 9, 2018 | P | 2,186 | $12.75 | A | 13,935 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Chief Financial Officer, Chief Compliance Officer and Corporate Secretary