SEC Form 4 · accession 0001474506-18-000013
MONROE CAPITAL Corp · MRCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore L Koenig
Officer — Chairman, President & CEO · Director
Period of report
Mar 16, 2018
Accepted (ET)
Mar 19, 2018 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512931
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Mar 16, 2018 | P | 12,100 | $12.358 | A | 56,278 | D | |
| Common StockF3 | Mar 16, 2018 | P | 8,067 | $12.346 | A | 28,710 | I | By Koenig Family Foundation |
| Common StockF4 | Mar 16, 2018 | P | 7,200 | $12.385 | A | 21,800 | I | By Spouse |
| Common StockF1 | holding | — | — | — | 223,218 | I | In Partnership by MC Opportunities Fund LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired through the Dividend Reinvestment Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.34 to $12.40, inclusive. The reporting person undertakes to provide to Monroe Capital Corporation, any security holder of Monroe Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.27 to $12.36, inclusive. The reporting person undertakes to provide to Monroe Capital Corporation, any security holder of Monroe Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.34 to $12.40, inclusive. The reporting person undertakes to provide to Monroe Capital Corporation, any security holder of Monroe Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.