SEC Form 4 · accession 0001493152-26-042061
PetVivo Holdings, Inc. · PETV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Lai
Officer — Chief Executive Officer · Director
Period of report
Sep 9, 2026
Accepted (ET)
Sep 10, 2026 · 6:28 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001512922
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 9, 2026 | A | 31,250 | $0.78 | A | 2,413,163 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantF1 | $1.10 | Sep 8, 2026 | C | 31,250 | D | Sep 9, 2026 | Sep 9, 2029 | Common Stock | 31,250 | 31,250 | D |
Explanation of responses
- F1Represents the acquisition of restricted common stock and warrants by the Reporting Person in connection with a private placement investment in the Company pursuant to a subscription agreement.