SEC Form 4 · accession 0001493152-19-002330
PetVivo Holdings, Inc. · PETV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph William Jasper
Director
Period of report
Jan 15, 2019
Accepted (ET)
Feb 20, 2019 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512922
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantF1 | $0.30 | Jan 15, 2019 | A | 93,750 | A | Jan 15, 2019 | Jan 15, 2029 | Common Stock | 93,750 | 193,750 | D |
Explanation of responses
- F1On January 15th, 2019, the Company's Board of Directors approved the issuance of 93,750 warrants for purchase of common stock to Joseph Jasper, vested immediately, for a term of ten years with a strike price of $.30 per share and a one-time protection against a reverse split whereby the strike price will not be adjusted upon combination of outstanding shares of stock; this warrant was issued for increased participation in Company activities above what is expected for a Director of the Board.