SEC Form 4 · accession 0001493152-18-016517
PetVivo Holdings, Inc. · PETV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B. Masters
Director · 10% Owner
Period of report
Mar 15, 2017
Accepted (ET)
Nov 19, 2018 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512922
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2017 | J | 1,540,761 | $0.39 | A | 4,450,516 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The merger between PetVivo Holdings, Inc. and Gel Del Technologies was finalized on 3/15/17 and made effective on 4/10/17. Pursuant to the merger becoming effective David Masters received an additional 1,540,761 shares of PetVivo Holdings, Inc. stock in exchange for his 1,930,294 shares of Gel-Del stock.