SEC Form 4 · accession 0001493152-18-013446
PetVivo Holdings, Inc. · PETV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Lai
Officer — President, Chairman & CFO · Director · 10% Owner
Period of report
May 17, 2018
Accepted (ET)
Sep 19, 2018 · 10:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512922
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 17, 2018 | A | 324,723 | $1.80 | A | 2,786,601 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 17, 2018 the Board approved and authorized the issuance of 324,723 shares of common stock to replace an equal amount of shares of common stock given up by John Lai on behalf of the company to a third party to obtain financing.