SEC Form 4 · accession 0001493152-18-013444
PetVivo Holdings, Inc. · PETV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Lai
Officer — President, Chairman & CFO · Director · 10% Owner
Period of report
Jun 26, 2017
Accepted (ET)
Sep 19, 2018 · 10:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512922
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 26, 2017 | A | 478,662 | $0.063 | A | 2,461,878 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 20, 2017 the Board of Directors deemed it in the best interest of the company to settle outstanding past due compensation of $119,918 owed to John Lai for $29,979.50, that was subsequently converted into 478,662 shares of common stock at $.063 per share. This decision was ratified by the Board on June 26, 2017.