SEC Form 4 · accession 0001477932-16-012041
PetVivo Holdings, Inc. · PETV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Lai
Officer — CEO · Director · 10% Owner
Period of report
Mar 30, 2016
Accepted (ET)
Aug 17, 2016 · 10:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512922
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 30, 2016 | J | 324,723 | $2.00 | D | 3,233,216 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were released from escrow in accordance with a previous contractual arrangement.
- F2The Form 4 filed August 15, 2014 reflected ownership of 1,778,969,312 shares, which was reduced to 355,793 shares based on a reverse stock split of one for 500 effected August 2014. Subsequently, 3,202,146 shares were issued to Reporting Person. This resulted in ownership of 3,557,939 shares before reporting this transaction.