SEC Form 4 · accession 0001099910-26-000211
PetVivo Holdings, Inc. · PETV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A.L. Sarroff Fund, LLC
10% Owner
Period of report
Jun 9, 2026
Accepted (ET)
Jun 11, 2026 · 4:08 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001512922
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 9, 2026 | P$0 | 187,500 | — | A | 10,439,729 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (Right to Buy)F1,F2 | $1.10 | Jun 9, 2026 | P | 187,500 | A | Jun 9, 2026 | Jun 9, 2036 | Common Stock | 187,500 | 187,500 | D |
Explanation of responses
- F1The reported securities are included within units (collectively, the "Units" and each a "Unit") purchased by the Reporting Person for $0.80 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock.
- F2Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.