SEC Form 4 · accession 0000899243-17-019839
Coherus Oncology, Inc. · CHRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis M Lanfear
Officer — President and CEO · Director
Period of report
Aug 6, 2017
Accepted (ET)
Aug 8, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512762
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par valueF1 | holding | — | — | — | 1,337,566 | I | By Trust | |
| Common Stock, $0.0001 par value | holding | — | — | — | 71,635 | D | ||
| Common Stock, $0.0001 par valueF2 | holding | — | — | — | 86,965 | I | By LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $12.70 | Aug 6, 2017 | A | 200,000 | A | — | Aug 6, 2027 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1These shares are held by the Lanfear Revocable Trust, dated January 27, 2004, as restated, of which Reporting Person is a trustee.
- F2These shares are held by Lanfear Capital Advisors, LLC of which Reporting Person is President.
- F3The underlying shares subject to the option vest and become exercisable as to (i) fifty percent (50%) of the total number of shares subject to the option after one year measured from August 1, 2017 (the "Vesting Commencement Date"), (ii) an additional twenty-five percent (25%) of the total number of shares subject to the option on the eighteen (18) month anniversary of the Vesting Commencement Date and (iii) an additional twenty-five percent (25%) of the total number of shares subject to the option on the two year anniversary of the Vesting Commencement Date, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.