SEC Form 4 · accession 0000899243-16-019192
Coherus Oncology, Inc. · CHRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter K. Watler
Officer — Chief Technical Officer
Period of report
Nov 20, 2015
Accepted (ET)
May 4, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512762
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value | Nov 20, 2015 | M | 20,000 | $1.417 | A | 20,000 | I | By Wife |
| Common Stock, $0.0001 par value | Nov 20, 2015 | S | 20,000 | $27.4089 | D | 0 | I | By Wife |
| Common Stock, $0.0001 par value | May 2, 2016 | M | 1,493 | $2.0838 | A | 1,493 | I | By Wife |
| Common Stock, $0.0001 par value | May 2, 2016 | S | 1,493 | $20.00 | D | 0 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.417 | Nov 20, 2015 | M | 20,000 | D | — | Nov 21, 2023 | Common Stock | 20,000 | 39,988 | I |
| Stock Option (right to buy)F3 | $2.0838 | May 2, 2016 | M | 1,493 | D | — | Feb 27, 2023 | Common Stock | 1,493 | 55,495 | I |
Explanation of responses
- F1The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person's wife.
- F2A portion of the shares underlying this option are vested and exercisable as of the date hereof. The original vesting schedule is as follows: The underlying shares subject to the option vest and become exercisable in successive, equal monthly installments over four years measured from July 30, 2013, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.
- F3A portion of the shares underlying this option are vested and exercisable as of the date hereof. The original vesting schedule is as follows: The underlying shares subject to the option vest and become exercisable in successive, equal monthly installments over four years measured from June 4, 2012, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date