SEC Form 4 · accession 0001209191-16-128673
Block, Inc. · XYZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francoise Brougher
Officer — Business Lead
Period of report
Jun 15, 2016
Accepted (ET)
Jun 17, 2016 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 15, 2016 | A | 2,655 | $7.65 | A | 117,092 | D | |
| Class A Common Stock | Jun 16, 2016 | S | 2,655 | $8.65 | D | 114,437 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).