SEC Form 4 · accession 0001140361-18-011989
LINDBLAD EXPEDITIONS HOLDINGS, INC. · LIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Fahey Jr.
Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 5, 2018 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512499
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2018 | P | 20,000 | $9.2734 | A | 54,958 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.1690 to $9.3500, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings ("Lindblad"), any security holder of Lindblad, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.