SEC Form 4 · accession 0001140361-17-016152
LINDBLAD EXPEDITIONS HOLDINGS, INC. · LIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard P. Fontaine
Officer — Chief Marketing Officer
Period of report
Jan 10, 2017
Accepted (ET)
Apr 19, 2017 · 1:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512499
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2017 | A | 5,000 | $0.00 | A | 5,000 | D | |
| Common Stock | Jan 10, 2017 | F | 705 | $9.65 | D | 4,295 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted to the Reporting person as part of the 2016 CEO Allocation Plan. 1,667 of the shares vested immediately and the remaining shares vest in equal installments on January 10, 2018 and 2019.