SEC Form 4 · accession 0001140361-17-013465
LINDBLAD EXPEDITIONS HOLDINGS, INC. · LIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Rogers
Officer — COO and VP
Period of report
Mar 24, 2017
Accepted (ET)
Mar 27, 2017 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512499
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2017 | S | 10,501 | $9.00 | D | 450,275 | D | |
| Common StockF1 | Mar 27, 2017 | S | 4,749 | $9.00 | D | 445,526 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares sold pursuant to a Rule 10b5-1 trading plan.