SEC Form 4 · accession 0001140361-17-001576
LINDBLAD EXPEDITIONS HOLDINGS, INC. · LIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sven-Olof Lindblad
Officer — CEO, President · Director · 10% Owner
Period of report
Jan 10, 2017
Accepted (ET)
Jan 11, 2017 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512499
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2017 | G | 716,550 | $0.00 | D | 13,394,277 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares were contributed to Lindblad Expeditions Holdings, Inc.(the "Issuer") to fund the Lindblad Expeditions Holdings, Inc. 2016 CEO Share Allocation Plan, which was approved by the Issuer's stockholders on June 2, 2016, without any cost or charge, pursuant to a Contribution Agreement dated as of July 6, 2016, by and between the Issuer and the reporting person.