SEC Form 4 · accession 0001140361-16-090750
LINDBLAD EXPEDITIONS HOLDINGS, INC. · LIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sven-Olof Lindblad
Officer — CEO, President · Director · 10% Owner
Period of report
Dec 22, 2016
Accepted (ET)
Dec 27, 2016 · 9:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512499
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 22, 2016 | G | 15,000 | $0.00 | D | 14,110,827 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares were given as a gift to Rare Inc., for no consideration, after having been owned by the reporting party for more than one year.