SEC Form 4 · accession 0001140361-16-075564
LINDBLAD EXPEDITIONS HOLDINGS, INC. · LIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Ein
Director · 10% Owner
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 9:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512499
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2016 | A | 8,108 | $0.00 | A | 14,768 | D | |
| Common StockF2 | holding | — | — | — | 3,456,416 | I | By Capitol Acquisition Management 2 LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2017, 2018 and 2019.
- F2Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC.