SEC Form 4 · accession 0001140361-16-067576
LINDBLAD EXPEDITIONS HOLDINGS, INC. · LIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Auerbach
Officer — Chief Commercial Officer
Period of report
May 26, 2016
Accepted (ET)
May 27, 2016 · 3:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512499
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Common Stock GrantF1 | May 26, 2016 | A | 90,000 | — | A | 90,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted May 26, 2016 to reporting person under the 2015 Long-Term Incentive Plan. The restricted stock vests annually pro rata over a four-year period.