SEC Form 4 · accession 0001140361-16-046645
LINDBLAD EXPEDITIONS HOLDINGS, INC. · LIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tyler Skarda
Officer — Sr. VP, Marine Operations
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2016 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512499
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $11.26 | Jan 4, 2016 | A | 20,000 | A | — | Jan 4, 2026 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Grant to reporting person of options to buy shares of common stock under the Issuer's 2015 Long-Term Incentive Plan. The options vest and become exercisable in three equal annual installments on January 4, 2017, 2018 and 2019.