SEC Form 4 · accession 0001615774-18-014587
NIOCORP DEVELOPMENTS LTD · NB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A. Smith
Officer — President & CEO · Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 18, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 17, 2018 | O | 115,000 | $0.5606 | A | 18,885,445 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F1 | $0.5606 | Dec 17, 2018 | O | 115,000 | A | Jan 15, 2016 | Jan 15, 2019 | Common Shares | 115,000 | 0 | D |
Explanation of responses
- F1Warrant exercise price reflected was converted from Canadian exercise price of C$0.75 using an exchange rate of C$1.3379 = US$1.00 as reported by the Bank of Canada on December 14, 2018.