SEC Form 4 · accession 0001140361-16-087965
Great Basin Scientific, Inc. · GBSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Spafford
Director
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512138
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 23, 2016 | S | 686 | $0.015 | D | 22 | I | Spring Forth Investments, LLC |
| Common SharesF1 | holding | — | — | — | 3 | I | By DRS Charitable Remainder Trust U/A/D May 5, 1993 | |
| Common SharesF1 | holding | — | — | — | 4 | I | By SBS Charitable Remainder Trust U/A/D November 27, 1995 | |
| Common SharesF1 | holding | — | — | — | 1 | I | By Bourne Spafford Charitable Remainder Trust U/A/D May 15, 1995 | |
| Common SharesF1 | holding | — | — | — | 4 | I | By DRS, LLC | |
| Common SharesF1 | holding | — | — | — | 1 | I | By DSM Ventures | |
| Common SharesF1 | holding | — | — | — | 2 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects reverse stock splits.