SEC Form 4/A · accession 0001144204-16-097124
Global Eagle Entertainment Inc. · ENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen Ballas
Officer — SVP, Gen Counsel & Secretary
Period of report
Apr 11, 2016
Accepted (ET)
Apr 28, 2016 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Apr 11, 2016 | A | 48,134 | $0.00 | A | 48,134 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F2 | $8.44 | Apr 11, 2016 | A | 135,417 | A | — | Apr 11, 2021 | Common Stock | 135,417 | 135,417 | D |
Explanation of responses
- F1Pursuant to restricted stock units that are expected to vest in four equal annual installments, beginning on April 11, 2017.
- F2Stock options are expected to vest on the following schedule: (i) with respect to 25% of the underlying shares, on April 11, 2017; and (ii) with respect to the remaining underlying shares, monthly on a pro rata basis during the following three years until fully vested.
- F3This form amends a Form 4 previously filed for the Reporting Person on April 13, 2016 to correct an administrative error in the calculation of the original number of restricted stock units and stock options reported.