SEC Form 4 · accession 0001437749-15-010973
RMG Networks Holding Corp · RMGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Swimmer
Director
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2015 | C | 250,000 | — | A | 255,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF1 | — | May 20, 2015 | C | 2,500 | D | — | — | Common Stock | 250,000 | 0 | D |
Explanation of responses
- F1Each share of Series A Convertible Preferred Stock was mandatorily converted into 100 shares of common stock upon an affirmative stockholder vote approving the conversion, and had no expiration date.