SEC Form 4 · accession 0001437749-15-006353
RMG Networks Holding Corp · RMGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory H Sachs
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 26, 2015
Accepted (ET)
Mar 30, 2015 · 8:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512074
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF1 | — | Mar 26, 2015 | P | 73,333 | A | — | — | Common Stock | 7,333,333 | 73,333 | I |
Explanation of responses
- F1The Series A Convertible Preferred Stock has a face value of $100 per share and is convertible into common stock at a conversion price of $1.00 per share. The Series A Convertible Preferred Stock is mandatorily converted into common stock upon an affirmative stockholder vote approving the conversion and have no expiration date.