SEC Form 4 · accession 0001387131-17-004527
RMG Networks Holding Corp · RMGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Michelson
Officer — President & CEO · Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 1, 2017 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 31, 2017 | P | 3,191 | $2.31 | A | 39,272 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.25 to $2.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
- F2Prior to the transactions reported in this Form 4, the reporting person beneficially owned 144,322 shares of Common Stock. On August 14, 2017, the issuer effected a one-for-four reverse stock split of the Common Stock, resulting in the reporting person owning 36,081 shares of Common Stock.