SEC Form 4 · accession 0001387131-17-004353
RMG Networks Holding Corp · RMGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jana A Bell
Officer — Executive VP & CFO
Period of report
Aug 21, 2017
Accepted (ET)
Aug 21, 2017 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 21, 2017 | P | 7,900 | $1.98 | A | 19,052 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.955 to $2.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
- F2Prior to the transactions reported in this Form 4, the reporting person beneficially owned 44,607 shares of Common Stock. On August 14, 2017, the issuer effected a one-for-four reverse stock split of the Common Stock, resulting in the reporting person owning 11,152 shares of Common Stock.