SEC Form 4 · accession 0001387131-17-000046
RMG Networks Holding Corp · RMGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jana A Bell
Officer — Executive VP and CFO
Period of report
Dec 29, 2016
Accepted (ET)
Jan 3, 2017 · 9:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2016 | X | 7,107 | $0.62 | A | 44,607 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) | $0.62 | Dec 29, 2016 | X | 7,107 | D | Nov 30, 2016 | Dec 22, 2016 | Common Stock | 7,107 | 0 | D |
Explanation of responses
- F1Reflects the exercise of subscription rights held by the Reporting Person pursuant to the Issuer's rights offering announced on November 30, 2016.