SEC Form 4 · accession 0001387131-17-000042
RMG Networks Holding Corp · RMGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory H Sachs
Officer — Executive Chairman · Director · 10% Owner
Period of report
Dec 29, 2016
Accepted (ET)
Jan 3, 2017 · 9:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2016 | X | 161,291 | $0.62 | A | 7,494,624 | I | By White Knight Capital Management LLC |
| Common Stock | holding | — | — | — | 437,456 | I | By Revocable Trust | |
| Common Stock | holding | — | — | — | 116,950 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) | $0.62 | Dec 29, 2016 | X | 161,291 | D | Nov 30, 2016 | Dec 22, 2016 | Common Stock | 161,291 | 0 | I |
Explanation of responses
- F1Reflects the exercise of subscription rights held by the Reporting Person pursuant to the Issuer's rights offering announced on November 30, 2016.