SEC Form 4 · accession 0001387131-16-004969
RMG Networks Holding Corp · RMGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jana A Bell
Officer — Executive VP and CFO
Period of report
Apr 11, 2016
Accepted (ET)
Apr 13, 2016 · 8:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001512074
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $1.00 | Apr 11, 2016 | A | 120,000 | A | — | Apr 27, 2025 | Common Stock | 120,000 | 120,000 | D |
| Option to Purchase Common StockF2 | $1.00 | Apr 11, 2016 | A | 80,000 | A | — | Apr 11, 2026 | Common Stock | 80,000 | 80,000 | D |
Explanation of responses
- F1Vests over 3 year period in 3 annual installments starting 4/27/15.
- F2Vests over 3 year period in 3 annual installments starting 4/11/16.