SEC Form 4 · accession 0001213900-17-005958
YAPPN CORP. · YPPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Fleck
Director
Period of report
Aug 31, 2016
Accepted (ET)
May 30, 2017 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001511735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON SHARESF1 | Aug 31, 2016 | P$0 | 200,000 | — | A | 200,000 | I | CHANGE1 LTD. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WARRANTS (RIGHT TO BUY)F3,F2 | $0.25 | Aug 31, 2016 | A | 200,000 | A | — | Aug 31, 2021 | COMMON STOCK | 200,000 | 1,750,000 | I |
| WARRANTS (RIGHT TO BUY)F4 | $0.01 | Apr 28, 2017 | A | 412,965 | A | Apr 28, 2017 | Apr 28, 2022 | COMMON STOCK | 412,965 | 2,162,965 | I |
Explanation of responses
- F1$50,000 FOR UNITS CONSISTING OF SHARES AND WARRANTS
- F266,666 EXERCISABLE 08/31/2017, 66,667 EXERCISABLE 08/31/2018, 66,667 EXERCISABLE 08/31/2019
- F3$50,000 FOR UNITS CONSISTING OF SHARES AND WARRANTS
- F4ARISING FROM $50,000 PURCHASE OF SECURITIES