SEC Form 4 · accession 0001213900-16-017527
YAPPN CORP. · YPPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carrie Stone
Director
Period of report
Aug 25, 2016
Accepted (ET)
Oct 14, 2016 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001511735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2016 | P$0 | 200,000 | — | A | 200,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $0.25 | Aug 25, 2016 | A | 500,000 | A | — | Aug 25, 2016 | Common Stock | 500,000 | 500,000 | D |
| Warrants (Right to Buy)F1,F3 | $0.25 | Aug 31, 2016 | A | 200,000 | A | — | Aug 31, 2016 | Common Stock | 200,000 | 700,000 | D |
Explanation of responses
- F1$50,000 for units consisting of shares and warrants.
- F2125,000 exercisable immediately, 125,000 excisable 08/25/2017, 125,000 exercisable 08/25/2018, 125,000 exercisable 08/25/2019.
- F366,666 exercisable 08/31/2017, 66,667 exercisable 08/31/2018, 66,667 exercisable 08/31/2019.