SEC Form 4 · accession 0001213900-16-013857
YAPPN CORP. · YPPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Fleck
Director
Period of report
Dec 30, 2015
Accepted (ET)
May 27, 2016 · 2:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001511735
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CONVERTIBLE DEBENTUREF2 | $0.25 | Dec 30, 2015 | A | 300,000 | A | Dec 30, 2015 | Dec 30, 2020 | COMMON STOCK | 300,000 | 350,000 | I |
| WARRANT (RIGHT TO BUY)F2,F1 | $0.01 | Dec 30, 2015 | A | 750,000 | A | — | Dec 30, 2020 | COMMON STOCK | 750,000 | 1,100,000 | I |
Explanation of responses
- F1250,000 EXERCISABLE IMMEDIATELY., 250,000 EXERCISABLE 12/30/2017, AND 250,000 EXERCISABLE 12/30/2018
- F2$75,000 FOR UNITS CONSISTING OF DEBENTURES AND WARRANTS