SEC Form 3 · accession 0001213900-15-009338
YAPPN CORP. · YPPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracie Jean Crook
Director
Period of report
Nov 5, 2015
Accepted (ET)
Dec 8, 2015 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001511735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 40,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase WarrantsF1 | $1.00 | holding | — | — | — | Oct 16, 2015 | Oct 16, 2020 | 50,000 Warrants | 50,000 | — | D |
Explanation of responses
- F1All shares and warrant totals are post-consolidation.