SEC Form 4 · accession 0001213900-15-008809
YAPPN CORP. · YPPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Lucatch
Officer — HEAD OF GLOBAL INNOVATION · Director
Period of report
Mar 3, 2015
Accepted (ET)
Nov 17, 2015 · 1:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001511735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0001 per shareF3 | holding | — | — | — | 85,000,000 | I | By Intertainment Media Inc. and Ortsbo Inc. | |
| Common Stock, par value $.0001 per share | holding | — | — | — | 170,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $0.10 | Mar 3, 2015 | A | 1,500,000 | A | Mar 3, 2015 | Mar 3, 2020 | Common Stock | 1,500,000 | 4,500,000 | D |
Explanation of responses
- F1500,000 have vested, remainder vest in equal installments on 03/03/2016 and 03/03/2017.
- F2Bonus Grant
- F370,000,000 shares of common stock held by Intertainment Media Inc. and 15,000,000 shares of common stock held by Ortsbo Inc., in which Mr. Lucatch is a control person for both entities
Remarks
All shares of common stock listed in this filing are disclosed on a pre-split basis