SEC Form 4 · accession 0001567619-18-000179

First Connecticut Bancorp, Inc. · FBNK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, CFO, Treasurer

Period of report

Aug 7, 2018

Accepted (ET)

Aug 9, 2018 · 10:06 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001511198

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 7, 2018	M	2,660	$12.95	A	2,660	D
Common Stock^F1	Aug 7, 2018	S	14	$31.55	D	2,646	D
Common Stock^F1	Aug 7, 2018	S	2,600	$31.45	D	46	D
Common Stock^F1	Aug 7, 2018	S	46	$31.50	D	0	D
Common Stock	Aug 8, 2018	M	7,340	$12.95	A	7,340	D
Common Stock^F1	Aug 8, 2018	S	1,002	$31.50	D	6,338	D
Common Stock^F1	Aug 8, 2018	S	400	$31.55	D	5,938	D
Common Stock^F1	Aug 8, 2018	S	900	$31.60	D	5,038	D
Common Stock^F1	Aug 8, 2018	S	38	$31.65	D	5,000	D
Common Stock^F1	Aug 8, 2018	S	5,000	$31.60	D	0	D
Common Stock	holding	—	—		—	16,924	I	Joint with Wife
Common Stock	holding	—	—		—	6,879	I	ESOP
Common Stock	holding	—	—		—	47,538	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock^F2	$12.95	Aug 7, 2018	M	2,660	D	Sep 5, 2012	Sep 5, 2022	Common Stock	85,000	82,340	D
Common Stock^F2	$12.95	Aug 8, 2018	M	7,340	D	Sep 5, 2012	Sep 5, 2022	Common Stock	82,340	75,000	D
Restricted Stock Units^F3	$25.75	holding	—	—	—	Feb 21, 2018	Feb 21, 2020	Common Stock	976	976	D
Restricted Stock Units^F4	$24.45	holding	—	—	—	Feb 21, 2020	Feb 21, 2020	Common Stock	2,927	2,927	D
Restricted Stock Units^F5	$25.05	holding	—	—	—	Feb 28, 2019	Feb 28, 2021	Common Stock	1,910	1,910	D
Restricted Stock Units^F6	$25.05	holding	—	—	—	Feb 28, 2021	Feb 28, 2021	Common Stock	2,964	2,964	D

F1Range of reported purchase price is $31.45 - $31.65. Reporting person agrees to provide individual transaction information to SEC upon request.
F2Stock options are fully vested.
F3Represents restricted stock units issued to reporting person that will vest on February 21, 2018 (already vested), 2019 and 2020.
F4Represents the maximum number of restricted stock units that may be earned by the reporting person pursuant to performance criteria vesting February 21, 2020 subject to an additional 2 year holding period.
F5Represents restricted stock units issued to reporting person that will vest on February 28, 2019, 2020 and 2021.
F6Represents the maximum number of restricted stock units that may be earned by the reporting person pursuant to performance criteria vesting February 28, 2021 subject to an additional 2 year holding period.