SEC Form 4/A · accession 0001140361-18-010478
First Connecticut Bancorp, Inc. · FBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John J Patrick Jr.
Officer — Chairman, President & CEO · Director
Period of report
Feb 21, 2017
Accepted (ET)
Feb 27, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001511198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 11,978 | I | 401(k) | |
| Common Stock | holding | — | — | — | 33,864 | I | IRA | |
| Common Stock | holding | — | — | — | 100 | I | Held by Wife as Trustee for Minor Child | |
| Common Stock | holding | — | — | — | 100 | I | Held by Wife as Trustee for Minor Child | |
| Common Stock | holding | — | — | — | 100 | I | Held by Child | |
| Common Stock | holding | — | — | — | 6,879 | I | ESOP | |
| Common Stock | holding | — | — | — | 106,251 | D | ||
| Common StockF1 | holding | — | — | — | 1,295 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.95 | holding | — | — | — | Sep 5, 2012 | Sep 5, 2022 | Common Stock | 344,621 | 344,621 | D |
| Restricted Stock UnitsF3,F1,F4 | $25.75 | holding | — | — | — | Feb 21, 2018 | Feb 21, 2020 | Common Stock | 2,591 | 2,591 | D |
| Restricted Stock UnitsF5 | $24.45 | holding | — | — | — | Feb 21, 2020 | Feb 21, 2020 | Common Stock | 7,772 | 7,772 | D |
Explanation of responses
- F11,295 Shares automatically vested on February 21, 2018.
- F2Stock options are fully vested.
- F3Represents restricted stock units issued to reporting person that will vest on February 21, 2018 (already vested), 2019 and 2020.
- F4This Form 4/A is being filed to correct the vesting date that was inadvertently filed as February 21, 2020 to vesting dates of February 21, 2018, 2019 and 2020 of three equal installments.
- F5Represents the maximum number of restricted stock units that may be earned by the reporting person pursuant to performance criteria vesting February 21, 2020 subject to an additional 2 year holding period.