SEC Form 4 · accession 0001140361-16-089536

First Connecticut Bancorp, Inc. · FBNK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President & CEO · Director

Period of report

Dec 13, 2016

Accepted (ET)

Dec 13, 2016 · 4:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001511198

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 13, 2016	P	125	$22.35	A	33,204	I	IRA
Common Stock	holding	—	—		—	11,406	I	401(k)
Common Stock	holding	—	—		—	100	I	Held by Wife as Trustee for Minor Child
Common Stock	holding	—	—		—	100	I	Held by Wife as Trustee for Minor Child
Common Stock	holding	—	—		—	100	I	Held by Child
Common Stock	holding	—	—		—	4,649	I	ESOP
Common Stock^F1	holding	—	—		—	106,251	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F2	$12.95	holding	—	—	—	Sep 5, 2012	Sep 5, 2022	Common Stock	344,621	344,621	D

F1156,648 Shares of Restricted stock granted pursuant to the First Connecticut Bancorp, Inc.'s 2012 Stock Incentive Plan and will vest in five equal annual installments of 20%, the first installment of 31,330 shares vested on the grant date of which 9,854 were withheld by First Connecticut Bancorp, Inc. for tax liablity purposes. An additional 20% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, all Shares have fully vested.
F2Stock options granted pursuant to the First Connecticut Bancorp, Inc.'s 2012 Non-Qualified Stock Option Award Agreement and are exercisable in equal 20% increments over a five year period, the first 20% having vested on the grant date and the subsequent vesting on each September 5th of the following years.