SEC Form 4 · accession 0001140361-16-088244

First Connecticut Bancorp, Inc. · FBNK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 28, 2016

Accepted (ET)

Nov 30, 2016 · 4:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001511198

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 28, 2016	M	20,000	$12.95	A	20,000	D
Common Stock	Nov 28, 2016	S	1,567	$22.25	D	18,433	D
Common Stock	Nov 28, 2016	S	200	$22.30	D	18,233	D
Common Stock	Nov 29, 2016	S	2,601	$22.05	D	15,632	D
Common Stock	Nov 29, 2016	S	1,422	$22.10	D	14,210	D
Common Stock	Nov 29, 2016	S	306	$22.15	D	13,904	D
Common Stock	Nov 29, 2016	S	4,633	$22.20	D	9,271	D
Common Stock	Nov 29, 2016	S	100	$22.23	D	9,171	D
Common Stock	Nov 29, 2016	S	200	$22.25	D	8,971	D
Common Stock	Nov 29, 2016	S	100	$22.30	D	8,871	D
Common Stock	holding	—	—		—	5,000	D
Common Stock^F1,F2,F3	holding	—	—		—	27,260	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F4	$12.95	Nov 28, 2016	M	20,000	D	Sep 5, 2012	Sep 5, 2022	Common Stock	84,931	64,931	D

F135,760 shares of restricted stock granted on 9/5/2012 pursuant to the First Connecticut Bancorp, Inc.'s 2012 Stock Incentive Plan and will vest in five equal annual installments of 20%, the first installment of 7,152 shares vested on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
F23,500 Shares sold on 11/5/2012 from the vested shares obtained from original grant of 35,760 of which 7,152 vested immediately.
F35,000 Shares sold from the vested shares obtained from original grant of 35,760 of which 7,152 vested immediately, 7,152 vested on 9/5/13, 7,152 vested on 9/5/14 and 7,152 vested on 9/5/15.
F4Stock options granted pursuant to the First Connecticut Bancorp, Inc.'s 2012 Non-Qualified Stock Option Award Agreement and are exercisable in equal 20% increments over a five year period, the first 20% having vested on the grant date and the subsequent vesting on each September 5th of the following years.