SEC Form 4 · accession 0001140361-16-078134
First Connecticut Bancorp, Inc. · FBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Carson
Director
Period of report
Aug 26, 2016
Accepted (ET)
Aug 30, 2016 · 11:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001511198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 26, 2016 | P | 25 | $17.28 | A | 435 | I | Custodian for Granddaughter |
| Common Stock | Aug 26, 2016 | P | 25 | $17.30 | A | 681 | I | Custodian for Grandson |
| Common Stock | holding | — | — | — | 5,309 | D | ||
| Common Stock | holding | — | — | — | 4,810 | I | IRA | |
| Common Stock | holding | — | — | — | 291 | I | SEP | |
| Common StockF1 | holding | — | — | — | 33,060 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.95 | holding | — | — | — | Sep 5, 2012 | Sep 5, 2022 | Common Stock | 84,931 | 84,931 | D |
Explanation of responses
- F135,760 of restricted stock granted pursuant to the First Connecticut Bancorp, Inc.'s 2012 Stock Incentive Plan and will vest in five equal annual installments of 20%, the first installment of 7152 shares vested on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- F2Stock options granted pursuant to the First Connecticut Bancorp, Inc.'s 2012 Non-Qualified Stock Option Award Agreement and are exercisable in equal 20% increments over a five year period, the first 20% having vested on the grant date and the subsequent vesting on each September 5th of the following years.