SEC Form 4 · accession 0001140361-16-069559
Poage Bankshares, Inc. · PBSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W. King
Officer — EVP, CIO and Secretary · Director
Period of report
May 4, 2016
Accepted (ET)
Jun 13, 2016 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001511071
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2016 | F | 899 | $15.99 | D | 16,906 | D | |
| Common StockF2 | holding | — | — | — | 4,210 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $15.00 | holding | — | — | — | May 21, 2014 | May 21, 2023 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Includes shares of restricted stock vest which at a rate of 20% per year commencing on April 16, 2014.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
- F3Stock options vest at a rate of 20% per year commencing on May 21, 2014.