SEC Form 4 · accession 0001683168-19-000097
CV Sciences, Inc. · CVSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Joseph Mona Jr.
10% Owner
Period of report
Jan 10, 2019
Accepted (ET)
Jan 14, 2019 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001510964
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 10, 2019 | M | 530,000 | $0.155 | A | 530,000 | D | |
| Common Stock | Jan 10, 2019 | M | 200,000 | $0.38 | A | 730,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.155 | Jan 10, 2019 | M | 530,000 | D | Dec 28, 2015 | Dec 27, 2025 | Common Stock | 530,000 | 0 | D |
| Employee Stock Option (right to buy)F1 | $0.38 | Jan 10, 2019 | M | 200,000 | D | Mar 15, 2017 | Mar 14, 2027 | Common Stock | 200,000 | 0 | D |
Explanation of responses
- F1The stock option is fully vested on the date of grant.