SEC Form 4 · accession 0001683168-18-001235
CV Sciences, Inc. · CVSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph D Dowling
Officer — CFO, Secretary
Period of report
Mar 20, 2018
Accepted (ET)
May 8, 2018 · 8:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001510964
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.40 | Mar 20, 2018 | A | 500,000 | A | Mar 20, 2018 | Mar 19, 2028 | Common Stock | 500,000 | 500,000 | D |
Explanation of responses
- F1The stock options are fully-vested on the Date of Grant.