SEC Form 4 · accession 0001209191-16-115377
PIMCO Dynamic Income Fund · PDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Otterbein
Other
Period of report
Apr 20, 2016
Accepted (ET)
Apr 22, 2016 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001510599
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Apr 20, 2016 | P | 1,100 | $26.5855 | A | 6,889 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $26.58 to $26.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
- F2Includes 789.29 shares acquired on various dates under a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person.
Remarks
Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee. Exhibit List: Exhibit 24, Power of Attorney