Form4insider filings, from the source

SEC Form 4 · accession 0001209191-18-051834

Principia Biopharma Inc. · PRNB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Sep 18, 2018
Accepted (ET)
Sep 20, 2018 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001510487

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3,F4Sep 18, 2018C1,070,771—A1,070,771ISee footnote
Common StockF1,F2,F3,F4Sep 18, 2018C312,741—A1,383,512ISee footnote
Common StockF1,F2,F3,F4Sep 18, 2018C260,617—A1,644,129ISee footnote
Common StockF1,F2,F3,F4Sep 18, 2018C544,047—A2,188,176ISee footnote
Common StockF1,F5,F6Sep 18, 2018C167,537—A167,537ISee footnote
Common StockF5,F6Sep 18, 2018P270,000$17.00A437,537ISee footnote

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series A Convertible Preferred StockF1,F2,F3,F4—Sep 18, 2018C1,070,771D——Common Stock1,070,7710I
Series B-1 Convertible Preferred StockF1,F2,F3,F4—Sep 18, 2018C312,741D——Common Stock312,7410I
Series B-2 Convertible Preferred StockF1,F2,F3,F4—Sep 18, 2018C260,617D——Common Stock260,6170I
Series B-3 Convertible Preferred StockF1,F2,F3,F4—Sep 18, 2018C544,047D——Common Stock544,0470I
Series C Convertible Preferred StockF1,F5,F6—Sep 18, 2018C167,537D——Common Stock167,5370I
Warrant (Right to Buy)F2,F3,F4,F7,F8,F1—holding————Dec 29, 2022Common Stock28,62328,623I

Explanation of responses