SEC Form 5 · accession 0001509991-19-000038
Kosmos Energy Ltd. · KOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian F Maxted
Officer — Chief Exploration Officer · Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 18, 2019 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares | Mar 17, 2016 | G | 14,861 | $0.00 | D | 1,651,850 | D | |
| common sharesF2 | Mar 17, 2016 | G | 14,861 | $0.00 | A | 1,189,258 | I | See footnote |
| common shares | Aug 1, 2017 | G | 43,080 | $0.00 | D | 1,608,770 | D | |
| common sharesF3,F2 | Aug 1, 2017 | G | 43,080 | $0.00 | A | 1,233,338 | I | See footnote |
| common shares | Oct 15, 2018 | G | 351,219 | $0.00 | D | 1,257,551 | D | |
| common sharesF3,F2 | Oct 15, 2018 | G | 351,219 | $0.00 | A | 1,584,557 | I | See footnote |
| common sharesF4 | holding | — | — | — | 474,625 | I | See footnote | |
| common sharesF5 | holding | — | — | — | 6,729,864 | I | See footnote | |
| common sharesF6 | holding | — | — | — | 563,340 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction Code G5
- F2These shares are directly held by the reporting person's wife. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F3These amounts reflect an adjustment of 1,000 shares that resulted from a prior administrative error.
- F4These shares are directly owned by Maxted Holdings, LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F5These shares are directly owned by Maxted Family Investments, Ltd., an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F6These shares are directly owned by Maxted Ventures LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.