SEC Form 4/A · accession 0001509991-19-000034
Kosmos Energy Ltd. · KOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brian F Maxted
Officer — Chief Exploration Officer · Director
Period of report
Jan 4, 2019
Accepted (ET)
Jan 18, 2019 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | Jan 4, 2019 | A | 74,464 | $0.00 | A | 1,703,370 | D | |
| common sharesF1 | Jan 4, 2019 | F | 36,659 | $4.60 | D | 1,666,711 | D | |
| common sharesF1,F2 | holding | — | — | — | 563,340 | I | See footnote | |
| common sharesF3 | holding | — | — | — | 474,625 | I | See footnote | |
| common sharesF4 | holding | — | — | — | 6,729,864 | I | See footnote | |
| common sharesF5,F6 | holding | — | — | — | 1,174,397 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These amounts reflect an exempt transfer of 563,340 shares previously made by the reporting person to Maxted Ventures LLC.
- F2These shares are directly owned by Maxted Ventures LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F3These shares are directly owned by Maxted Holdings, LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F4These shares are directly owned by Maxted Family Investments, Ltd., an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F5This amount reflects a downward adjustment of 1,000 shares that resulted from a prior administrative error.
- F6These shares are directly owned by the reporting person's wife. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.