SEC Form 4 · accession 0001509991-18-000033
Kosmos Energy Ltd. · KOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian F Maxted
Officer — Chief Exploration Officer · Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | Jun 1, 2018 | A | 190,476 | $0.00 | A | 2,336,090 | D | |
| common sharesF2 | Jun 1, 2018 | F | 90,191 | $7.95 | D | 2,245,899 | D | |
| common sharesF2 | Jun 1, 2018 | F | 11,274 | $7.95 | D | 2,234,625 | D | |
| common sharesF3 | holding | — | — | — | 6,729,864 | I | See footnote | |
| common sharesF4 | holding | — | — | — | 1,174,397 | I | See footnote | |
| common sharesF5 | holding | — | — | — | 474,625 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares issued on settlement of restricted share units granted to the reporting person on June 23, 2014, under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition.
- F2These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan.
- F3These shares are directly owned by Maxted Family Investments, Ltd., an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F4These shares are directly held by the reporting person's wife and reflect a gift of 13,821 shares made by the reporting person on June 1, 2016 upon the vesting of restricted share units granted to the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F5These shares are directly owned by Maxted Holdings, LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.