SEC Form 4 · accession 0001509991-18-000005
Kosmos Energy Ltd. · KOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Haas
Officer — SVP, Production & Development
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1,F2,F3 | Jan 31, 2018 | A | 52,038 | $0.00 | A | 497,692 | D | |
| common sharesF2,F4 | holding | — | — | — | 155,043 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest with respect to one-third of the total number of shares on January 1 of each of 2019, 2020 and 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder.
- F2Reflects 52,891 shares held through Alaminos, L.P., an entity controlled by the reporting person, which were previously distributed to the reporting person and are now owned directly.
- F3Reflects the exempt distribution of 32,395 shares from the reporting person pursuant to a DRO.
- F4These shares are directly owned by Alaminos, L.P., an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.