SEC Form 4 · accession 0000950103-17-001037
Kosmos Energy Ltd. · KOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian F Maxted
Officer — Chief Exploration Officer · Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001509991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 31, 2017 | A | 89,500 | $0.00 | A | 1,805,670 | D | |
| Common SharesF2 | holding | — | — | — | 6,729,864 | I | See footnote | |
| Common SharesF3 | holding | — | — | — | 1,175,397 | I | See footnote | |
| Common SharesF4 | holding | — | — | — | 474,625 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest with respect to one-third of the total number of shares on January 1 of each of 2018, 2019 and 2020, subject to the terms of the Plan and the applicable award agreement issued thereunder.
- F2These shares are directly owned by Maxted Family Investments, Ltd., an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F3These shares are directly held by the reporting person's wife. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F4These shares are directly owned by Maxted Holdings, LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.